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(Last updated: 1 April 2008)
Index
Chapter 1 to 14
Chapter 1
DEFINITION AND RELATED PROVISIONS
Chapter 2
ADMINISTRATION
Chapter 3
PARTICIPATING ORGANISATIONS AND REGISTERED PERSONS
Chapter 4
CONDUCT OF BUSINESS BY PARTICIPATING ORGANISATIONS
Chapter 5
ORGANISATION AND STRUCTURE OF PARTICIPATING ORGANISATIONS
Chapter 6
DEALINGS
Chapter 7
TRADING
Chapter 8
DELIVERY AND SETTLEMENT
Chapter 9
DIRECT BUSINESS
Chapter 10
FEES AND CHARGES
Chapter 11
FINANCIAL RESOURCES RULES, CAPITAL ADEQUACY REQUIREMENTS AND ACCOUNTING REQUIREMENTS
Chapter 12
AUDITS, INSPECTION AND INVESTIGATION
Chapter 13
DISCIPLINARY ACTIONS
Chapter 14
COMPENSATION FUND
Appendices
SCHEDULEs
R/R 5 of 2008
CORRIGENDUM TO PARTICIPATING ORGANISATIONS’ CIRCULAR R/R 4 OF 2008 DATED 19 MARCH 2008 (“R/R 4 OF 2008”)
R/R 4 of 2008
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD ("RULES OF BURSA SECURITIES") PERTAINING TO SHORT SELLING OF EXCHANGE TRADED FUND (ETF) UNITS AND ITS CONSTITUENT SECURITIES (“PERMITTED SHORT SELLING”)
[Effective: 01/04/2008]
R/R 3 of 2008
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD ("RULES OF BURSA SECURITIES") IN RELATION TO BRANCHING
[Effective: 28/02/2008]
R/R 2 of 2008
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD ("RULES OF BURSA SECURITIES") PERTAINING TO DEALINGS IN SECURITIES ON BEHALF OF A PARTICIPATING ORGANISATION BY A DIRECTOR WHO HOLDS A DEALER'S REPRESENTATIVE'S LICENCE
[Effective: 21/02/2008]
R/R 1 of 2008
DIRECTIVES ON THE LIST OF APPROVED SECURITIES
[Effective: 28/01/2008]
R/R 21 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BHD
PERTAINING TO BROKERAGE
[Effective: 02/01/2008]
R/R 20 of 2007
PROPOSED AMENDMENTS TO THE PARTICIPATING ORGANISATIONS' CIRCULAR NO. R/R 11 OF 1995 ISSUED IN RELATION TO ‘ MINIMUM STANDARDS AND CONDUCT OF MEMBER COMPANIES IN RELATION TO TRADING IN CALL WARRANTS'
[Effective: 13/12/2007]
R/R 19 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BHD
PERTAINING TO ORDERLY AND FAIR MARKET
[Effective: 05/12/2007]
R/R 18 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BHD
PERTAINING TO PRICE LIMITS OF SECURITIES ON THE FIRST DAY OF TRADING
[Effective: 19/11/2007]
R/R 17 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BHD
CONSEQUENTIAL TO THE CAPITAL MARKETS AND SERVICES ACT 2007
[Effective: 28/09/2007]
R/R 16 of 2007
BEST PRACTICES IN THE ISLAMIC STOCKBROKING SERVICES UNDERTAKEN BY PARTICIPATING ORGANISATIONS
[Effective: 18/09/2007]
R/R 15 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD AND MEMBERS' CIRCULAR NO. R/R 3 OF 1999 ON DIRECT BUSINESS TRANSACTIONS CONSEQUENTIAL TO THE AMENDMENTS IN THE LISTING REQUIREMENTS IN RELATION TO TRADING HALT
[Effective: 03/09/2007]
R/R 14 of 2007
DIRECTIVES ON THE LIST OF APPROVED SECURITIES
[Effective: 14/08/2007]
R/R 13 of 2007
DIRECTIVES ON THE LIST OF APPROVED SECURITIES
[Effective: 03/08/2007]
R/R 12 of 2007
STAMP DUTY ON CONTRACT NOTES IN RELATION TO SALE OR PURCHASE OF DEBENTURES LISTED ON BURSA MALAYSIA SECURITIES BERHAD
[Effective: 31/07/2007]
R/R 11 of 2007
PERTAINING TO MINIMUM BID FOR ALL EQUITY-BASED EXCHANGE TRADED FUNDS (ETFs) AND UPPER AND LOWER LIMITS
[Effective: 16/07/2007]
R/R 10 of 2007
REMOVAL OF CONDITION ON TRADING DUE TO NON-COMPLIANCE WITH THE TIME FRAMES PRESCRIBED UNDER PRACTICE NOTE 4/2001
[Effective: 29/06/2007]
R/R 9 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES
IN RELATION TO INSURANCE REQUIREMENTS FOR PARTICIPATING ORGANISATIONS
[Effective: 01/07/2007]
R/R 8 of 2007
REMOVAL OF CONDITION ON TRADING DUE TO NON-COMPLIANCE WITH THE FRAMES PRESCRIBED UNDER PRACTICE NOTE 4/2001
[Effective: 15/06/2007]
R/R 7 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES
AMENDMENTS TO PARTICIPATING ORGANISATIONS' CIRCULAR NO. R/R 18 OF 2005 ON THE USE OF CLEARING ACCOUNT
[Effective: 18/06/2007]
R/R 6 of 2007
STAMP DUTY ON CONTRACT NOTES IN RELATION TO SALE OR PURCHASE OF DEBENTURES LISTED ON BURSA MALAYSIA SECURITIES BERHAD
[Effective: 10/05/2007]
R/R 5 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES
REMOVAL OF CONDITION ON TRADING DUE TO NON-COMPLIANCE WITH THE FRAMES PRESCRIBED UNDER PRACTICE NOTE 4/2001
[Effective: 27/04/2007]
R/R 4 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES
PERTAINING TO PERFORMANCE OF SUPERVISORY FUNCTIONS AT GROUP LEVEL
[Effective: 12/02/2007]
R/R 3 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES
PERTAINING TO MOBILITY OF DEALER'S REPRESENTATIVES
[Effective: 01/03/2007]
R/R 2 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES
PERTAINING TO THE REVISION OF FREQUENCY OF REPORTING OF PERIODIC REPORTS FROM PARTICIPATING ORGANISATIONS TO THE EXCHANGE
[Effective: 26/02/2007]
R/R 1 of 2007
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES
PERTAINING TO THE PERFORMANCE OF SUPERVISORY FUNCTIONS AT GROUP LEVEL
[Effective: 12/02/2007]
R/R 17 of 2006
A) Directives on the Use of Day Trading Activities Account ("the SAID Directives")
B) Directives Pursuant to Paragraphs 5.4 and 9.3 of the SAID Directives
[Effective: 03/01/2007]
R/R 16 of 2006
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES
IN RELATION TO THE REINTRODUCTION OF REGULATED SHORT SELLING
[Effective: 03/01/2007]
R/R 15 of 2006
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES
IN RELATION TO INVESTMENT BANKS
[Effective: 08/11/2006]
R/R 13 of 2006
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES
Pertaining to the Guidelines on Permitted Activities for Stockbroking Companies Issued by the Securities Commission, Establishment of Branch Offices and Electronic Access Facilities ("EAF")
[Effective: 30/06/2006]
Revocation of Members' Circular No. R/R 10 of 2002 pertaining to the Establishment of Electronic Access Facilities-Permitted Activities ("EAF-PA") and the Conversion of EAF-PA to Branch Office
[Effective: 17/07/2006]
R/R 12 of 2006
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD PERTAINING TO MARGIN FINANCING REQUIREMENTS
[Effective: 3/07/2006]
R/R 7 of 2006
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
PERTAINING TO OUTSOURCING OF BACK OFFICE FUNCTIONS BY PARTICIPATING ORGANISATIONS
[Effective: 10/05/2006]
R/R 6 of 2006
CORRIGENDUM TO PARTICIPATING ORGANISATIONS' CIRCULAR R/R 5 OF 2006 DATED 2 MAY 2006 ("R/R 5 OF 2006")
R/R 5 of 2006
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD PERTAINING TO MINIMUM BID AND UPPER AND LOWER LIMIT PRICES FOR ABFMY1 (ABF MALAYSIA BOND INDEX FUND)
[Effective: 15/05/2006]
R/R 4 of 2006
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD PERTAINING TO DISCLOSURE OF INFORMATION ON VOLUME AND VALUE OF SECURITIES TRADED BY POs
[Effective: 6/02/2006]
R/R 3 of 2006
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD PERTAINING TO BRACH OFFICES OF NON-UNIVERSAL BROKERS
[Effective: 3/01/2006]
R/R 2 of 2006
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD PERTAINING TO BROKERAGE FEES FOR ABFMY1 TRADES AND TO PROVIDE CLARITY IN RELATION TO EXISTING RULES ON BROKERAGE FEES
[Effective: 13/02/2006]
R/R 1 of 2006
CORRIGENDUM TO PARTICIPATING ORGANISATIONS' CIRCULAR R/R 22 OF 2005 DATED 23 DECEMBER 2005
R/R 23 of 2005
CORRIGENDUM TO PARTICIPATING ORGANISATIONS' CIRCULAR R/R 22 OF 2005 DATED 23 DECEMBER 2005 ("R/R 22 OF 2005")
R/R 22 of 2005
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD ("THE RULES") PERTAINING TO THE PROVISION OF OTHER TYPES OF FINANCING BY PARTICIPATING ORGANISATIONS ("POs") (OTHER THAN MARGIN FINANCING)
DIRECTIVES ALLOWING THE PROVISION OF DISCRETIONARY FINANCING BY POs
AMENDMENTS TO THE RULES CONSEQUENTIAL TO ALLOWING FOR THE PROVISION OF DISCRETIONARY FINANCING BY POs
[Effective: 23/12/2005]
R/R 20 of 2005
CORRIGENDUM TO PARTICIPATING ORGANISATIONS' CIRCULAR R/R17 OF 2005 DATED 7 OCTOBER 2005 ("R/R 17 OF 2005")
R/R 19 of 2005
PARTICIPATING ORGANISATION'S CIRCULAR R/R18 OF 2005 DATED 7 OCTOBER 2005
R/R 18 of 2005
DIRECTIVES FOR PARTICIPATING ORGANISATION ON THE USE OF CLEARING ACCOUNT, ERROR OR MISTAKE ACCOUNT AND INVESTMENT ACCOUNT
[Effective: 21/10/2005]
R/R17 of 2005
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
IN RELATION TO THE LIBERALISATION OF CENTRAL DEPOSITORY SYSTEM ("CDS") ACCOUNT STRUCTURE REQUIREMENTS INTRODUCED IN 1998
[Effective: 21/10/2005]
R/R 16 of 2005
DIRECTIVE ISSUED PURSUANT TO RULE 601.3(1)(C) IN RELATION TO RECOGNISED STOCK EXCHANGE
[Effective: 26/09/2005]
R/R 14 of 2005
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
PERTAINING TO CREDIT FACILITIES GRANTED TO THE SPOUSE, PARENT AND CHILD OF COMMISSIONED DEALER'S REPRESENTATIVES
[Effective: 03/10/2005]
R/R 12 of 2005
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
PURSUANT TO THE SECURITIES COMMISSIONS GUIDELINES ON EXCHANGE TRADED FUNDS
[Effective: 18/07/2005]
R/R 3 of 2005
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
PERTAINING TO SHARING OF EMPLOYEES WHO ARE COMMON TO THE UNIVERSAL BROKER AND THE LICENSED FUTURES COMPANY FOR THE PURPOSE OF CARRYING OUT THE BACK OFFICE SYSTEM AND OPERATIONS IN RELATION TO THE CONDUCT OF FUTURES BROKING BUSINESS AT THE UNIVERSAL BROKER'S PRINCIPAL OFFICE AND/OR ANY OF ITS BRANCH OFFICE(S)
[Effective: 25/03/2005]
R/R 2 of 2005
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
RELATING TO THE ESTABLISHMENT OF BRANCH OFFICES BY ELIGIBLE NON-UNIVERSAL BROKERS
[Effective: 05/11/2004]
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
Chapter 11
SCHEDULE 8B
SCHEDULE 8C
SCHEDULE 8J
SCHEDULE 8K
[Effective: 01/11/2004]
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
PERTAINING TO CAPITAL ADEQUACY REQUIREMENTS
[Effective: 01/11/2004]
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
RELATING TO SUSPENSION OF INTEREST AND PROVISIONS FOR BAD AND DOUBTFUL DEBTS
[Correction to typographical error]
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
RELATING TO CLASSIFICATION OF NON-PERFORMING ACCOUNTS, SUSPENSION OF CLASSIFICATION OF BAD AND DOUBTFUL DEBTS
[Correction to typographical error]
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD
Pertaining to the Requirement of Consultation with the Securities Commission
[Effective: 09/9/2004]
AMENDMENTS TO THE RULES OF BURSA MALAYSIA SECURITIES BERHAD PERTAINING TO BANK CHARGES
[Effective: 20/8/2004]
KLSE / MESDAQ JOINT GUIDELINES FOR COMPLIANCE OFFICERS
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